AF Advisors | Investment Industry Experts

Analysing and implementing new regulations in the investment industry with a proven track record of successful, cost efficient and timely implementation.

AF-Advisors-USP-Multi-disciplinary-50x50

Multi-disciplinary

AF-Advisors-USP-Intellectual-curiosity-50x50

Intellectual curiosity

AF-Advisors-USP-Practical-50x50

Practical approach

AF-Advisors-USP-Responsible-and-lasting-contributions-50x50

Responsible and lasting

AF-Advisors-USP-Fun-when-possible-50x50

Fun at work

Regulatory Consultancy

Financial institutions are facing the challenge to adapt to continuously changing regulations. AF Advisors supports clients with impact analyses and implementing the necessary changes to organizations and products. Our experienced team of practitioners understand the strategic, commercial and operational impacts of regulatory changes.

AF Advisors’ services:

Impact analysis and implementation of new regulations and ESMA guidelines

  • Impact analysis of new or changing regulations such as Taxonomy Regulation, SFDR, PRIIPS, MiFID, AIFMD, UCITS
  • Identifying gaps to operate in compliance with legislation
  • Project management and support for implementation of changes in policies, procedures and organization

UCITS, AIFMD or MiFID licenses

  • Analyzing conduct of business and organizational requirements (governance, policies, procedures)
  • Impact analysis of relevant requirements
  • Coordination of implementation, preparing documents and application process

Interim legal & compliance support

  • Temporary assistance to the legal or compliance team
  • Legal counsel in regulatory and compliance projects
  • Advising on fund mergers, outsourcing issues, pricing requirements and risk management regulations

A selection of relevant news items

Keeping up to date with AF Advisors

Contact us